Feb 25 | Compliance and Regulations

February 2, 2021 / CanCham Shanghai

CanCham and DCCC would like to invite you to the “Compliance and Regulation” seminar event. Internal investigation and government dawn raids could be frustrating for your businesses and corporation. But by knowing well enough of the practices of compliance programs and Chinese regulation could be your resolution. Under this vital covid-19 background, businesses and corporations will need to get a handon the latest policies and regulation changes in order to be fully prepared andorganized. This seminar event will be focusing on:

-Internal investigation

-Compliance program

-Regulatory law in China, US, UK


“Compliance and Regulation” will be an interactive discussion to consider key compliance issues as we progress further into 2021.


Alice (Qiao) Peng

Partner at R&P China Lawyers

Partner at R&P China Lawyers, started her career as a prosecutor and worked for leading national law firm Jun He Law Office and the Shanghai office of international law firm Simmons & Simmons, and worked for the international pharmaceutical company AstraZeneca as the senior global compliance investigation director. She has unique expertise dealing with compliance issues, including commercial bribery and FCPA matters, building internal control systems including executing compliance investigations, and responding to investigations by government authorities.

Tim Klatte

Forensic Advisory Services at Grant Thornton, China

Partner and Head of the Shanghai Forensic Advisory Services practice of Grant Thornton China. With 27 years of China-related experience, and over 15 years working in Shanghai, Tim has conducted more than 500 investigations across multiple industries and all regions of China. He holds both an MBA and DBA, with concentrations in International Business. He is the Chairman of the AmCham Shanghai Ethics & Compliance Committee and the Co-Chairman of the American Bar Association, China Committee. Tim is also an Adjunct Professor in Webster University’s MBA Program teaching courses on “Globalization” & “Anti-Competition & Anti-Monopoly Issues.” Finally, Tim is currently co-authoring a book on corporate compliance in China titled Ethically Powered.

Art Dicker

Director at R&P China Lawyers

Director at R&P China Lawyers and focuses on general corporate, regulatory & compliance, commercial, and M&A, and venture capital transactions for technology, manufacturing, and consumer companies in China. Art was previously Asia Pacific General Counsel at Cadence Design Systems, a NASDAQ-listed semiconductor design software and hardware company and Co-Chair of the AmCham Shanghai Legal Committee. Art has 14 years of legal experience in China and is fluent in written and spoken Chinese.

Schedule 时间表:

6:30 PM – Registration

7:00 PM – Presentation

8:00 PM – Q&A

Venue 地点:

9th Floor, North Tower, 333 North Chengdu Rd, Shanghai

Date 日期:

2021, February 25th, 6:30 PM

2021年2月25日, 晚上6点30分

Ticket 门票:

Member Price 会员: RMB 100

Non-Member 非会员: RMB 150




Venue Sponsor